January 22, 2010

4 days til my birthday!!!the Securities Act of 1933 and Securities Exchange Act of 1934 created SECwas made to restore confidence in markets and have clearer rules for dealing and more reliable information-must tell the truth about their business, what they are aelling, and the risks-brokers and dealers must treat investors fairlyformed June 6, 1934four main divisions- Corporation Finance, Trading and Markets, Investment Management, and Enforcementsuccessful
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